Reg A+

Return of the Small-Cap IPO

We are really excited about Reg A+ and what it means for the return of the IPO. Our methodology enables Reg A+ offerings to trade on National Securities exchanges if the issuer meets the listing criteria. We made history by completing the first Reg A+ to list on a National Securities Exchange and the first list on the NYSE and has conducted NASDAQ listings as well.

Reg A+ is not just for equity offerings, but can be an effective methodology for the sale of crypto or token offerings in a manner that complies with securities law and regulation as well. BANQ can also facilitate fully-compliant Security Token Offerings ("STO").

 

More access for more people. More access for the Crowd

On March 25, the Securities and Exchange Commission formally adopted final rules, which update and expand Regulation A, an exemption from the registration requirements mandated by the Securities Act of 1933. These newly adopted rules, which have been dubbed “Reg. A+,” provide an exemption for small offerings.

  • Provides small cap issuers ability to raise up to $50.0MM in a 12-month period
  • Raise capital faster and less expensively than traditional methods
  • Both accredited and non-accreditedinvestors are permitted to participate
  • National Blue Sky exemption (can market to all 50 states)
  • Allows test the waters period to determine investor appetite
  • Enables use of public channels suchas email or social media to market an offering
  • Establishes reduced filing and compliance requirements for issuer

About BANQ

Made in New York, BANQ® is a division of TriPoint Global Equities, LLC. Member FINRA | SIPC Check the background of this firm on FINRA’s Broker Check. Business Continuity Plan

Contact Details

917 512 0825
sales@tpglobal.com
1450 Broadway, 26th Floor New York, NY 10018

Contact us
BANQ.CO IS THE ONLINE DIVISION AND WEBSITE OPERATED BY TRIPOINT GLOBAL EQUITIES LLC, A REGISTERED BROKER/DEALER AND MEMBER FINRA/SIPC. ALL SECURITIES ARE OFFERED BY TRIPOINT GLOBAL EQUITIES. BY ACCESSING THIS SITE AND ANY PAGES THEREOF, YOU AGREE TO BE BOUND BY ITS TERMS OF USE AND PRIVACY POLICY. COMPANY LISTINGS ON THIS SITE ARE ONLY SUITABLE FOR INVESTORS WHO ARE FAMILIAR WITH AND WILLING TO ACCEPT THE HIGH RISK ASSOCIATED WITH HIS OR HER RISK INVESTMENTS. SECURITIES SOLD THROUGH PRIVATE PLACEMENTS ARE NOT PUBLICLY TRADED AND ARE INTENDED FOR INVESTORS WHO DO NOT HAVE A NEED FOR A LIQUID INVESTMENT. THERE CAN BE NO ASSURANCE THE COMPANY’S VALUATION IS ACCURATE OR IN AGREEMENT WITH THE MARKET OR INDUSTRY VALUATIONS. ADDITIONALLY, INVESTORS MAY RECEIVE RESTRICTED STOCK THAT MAY BE SUBJECT TO HOLDING PERIOD REQUIREMENTS. COMPANIES SEEKING PRIVATE PLACEMENT INVESTMENTS TEND TO BE IN AN EARLIER STAGE OF DEVELOPMENT AND HAVE NOT YET BEEN FULLY TESTED IN THE PUBLIC MARKETPLACE. INVESTING IN PRIVATE PLACEMENTS REQUIRES HIGH RISK TOLERANCE, LOW LIQUIDITY CONCERNS, AND LONG-TERM COMMITMENTS. INVESTORS MUST BE ABLE TO AFFORD TO LOSE THEIR ENTIRE INVESTMENT. IN ADDITION, REGULATION A OFFERINGS WILL BE MADE ONLY BY MEANS OF AN OFFERING STATEMENT ON FORM 1-A WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ONCE QUALIFIED. NO MONEY OR OTHER CONSIDERATION IS BEING SOLICITED IN CONNECTION WITH THE INFORMATION PROVIDED, AND, IF SENT IN RESPONSE, WILL NOT BE ACCEPTED. NO OFFER TO BUY SECURITIES CAN BE ACCEPTED AND NO PART OF THE PURCHASE PRICE CAN BE RECEIVED UNTIL AN OFFERING STATEMENT ON FORM 1-A HAS BEEN FILED AND UNTIL THE OFFERING STATEMENT IS QUALIFIED PURSUANT TO REGULATION A OF THE SECURITIES ACT OF 1933, AS AMENDED, AND ANY SUCH OFFER MAY BE WITHDRAWN OR REVOKED, WITHOUT OBLIGATION OR COMMITMENT OF ANY KIND, AT ANY TIME BEFORE NOTICE OF ITS ACCEPTANCE IS GIVEN AFTER THE QUALIFICATION DATE. THE SECURITIES OFFERED USING REGULATION A ARE HIGHLY SPECULATIVE AND INVOLVE SIGNIFICANT RISKS. THE INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT COULD BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUBLIC MARKET CURRENTLY EXISTS FOR THE SECURITIES, AND IF A PUBLIC MARKET DEVELOPS FOLLOWING THE OFFERING, IT MAY NOT CONTINUE. SOME ISSUERS MAY INTEND TO LIST ITS SECURITIES ON A NATIONAL EXCHANGE AND DOING SO ENTAILS SIGNIFICANT ONGOING CORPORATE OBLIGATIONS INCLUDING, BUT NOT LIMITED TO, DISCLOSURE, FILING AND NOTIFICATION REQUIREMENTS, AS WELL COMPLIANCE WITH APPLICABLE CONTINUED QUANTITATIVE AND QUALITATIVE LISTING STANDARDS.


Copyright © TriPoint Global Equities, LLC.