Trading Guide

START TRADING NOW

BANQ® offers Low Priced Trading and Execution

Opening an account is quick and easy and funding it takes only a few minutes.
STO or ICO
STEP 1: OPEN ACCOUNT

Open an account in just a few minutes

It just takes a few minutes to open an account. Investors may open an individual, joint, corporate or IRA account to house their securities.

STEP 2: DEPOSIT FUNDS

Deposit Funds

It just takes a few minutes to open an account or reserve shares*

Investors may open an individual, joint, corporate or IRA account to house your securities. Deposits can be made via wire transfer, ACH deposit or mailing in a check.

STO or ICO
STO or ICO
STEP 3: TRADE

Start Trading

BANQ® offers $0.99 For Window Trades/ $3.95 for Real-Time Trades*

A window trade is an innovative way of placing trades designed for long-term investors. Instead of executing immediately orders are sent to market twice a day (11 AM and 2 PM).

In addition to our unique window trades, BANQ® offers market, stop, limit and stop/limit orders at a flat rate of $3.95 per trade.

Regulated

BANQ®is a division and website operated by TriPoint Global Equities LLC, which is a registered Broker/Dealer with the Securities and Exchange Commission ("SEC") and member FINRA/SIPC/MSRB. TriPoint Global Equities FINRA CRD # is 143174 and SEC File #8-67540.

Your Account is SIPC Insured

The Securities Investor Protection Corporation—or SIPC—is a nonprofit membership corporation that was created by federal statute in 1970. Unlike FDIC insurance, SIPC does not provide blanket coverage. Instead, SIPC protects customers of SIPC-member broker-dealers if the firm fails financially. Coverage is up to $500,000 per customer for all accounts at the same institution, including a $250,000 limit for cash. For more information about SIPC, go to SIPC.org.In addition to SIPC coverage, our clearing firm, FOLIOfn, has also purchased from certain underwriters at Lloyds supplemental customer securities insurance with a total aggregate limit of $50 million. This coverage is limited to a combined return of $10 million to any customer from SIPC and certain underwriters at Lloyds. Neither SIPC nor the insurance coverage protect against losses resulting from a decline in the market value of securities.

TRANSPARENT PRICING

Pricing for Accounts

Real-Time Trades $3.95 Per Trade Market order/ Limit order/ Stop order/ Stop limit order
Window Trades $0.99 Per Trade Trades are executed twice daily, at 11 am and 2 pm*, during regular market hours.
Trading Services Fees Variable, adjusted periodically Fees to offset regulatory and transaction costs imposed on brokers relating to sell transactions in certain securities.
Service Fee $15.00 Per Quarter If 3 or fewer trades in the preceding quarter or no purchase of offerings. Charges for additional services such as IRA custodial fees, may apply. See Special Service and Fee for Standard Rates.
Full Account Transfer Out $100 Per Account Applied when you transfer your entire account to another brokerage firm.
Partial Account Transfer Out $5 per security ($25 min / $75 max) Applied when you transfer some of the securities (e.g., stocks) in your account to another brokerage without selling the securities.
Personal Access Check $5.00 Per Booklet Applied when you transfer some of the securities (e.g., stocks) in your account to another brokerage without selling the securities.
Returned Check or EFT $35 Per Occurrence Applied when Non-sufficient Funds (NSF) result in a returned check or failed Electronic Funds Transfer request
Stop Payment on Check $35 Per Check test Market order/ Limit order/ Stop order/ Stop limit order
Check Copy $20Per Check Market order/ Limit order/ Stop order/ Stop limit order
Disbursement of Funds by Check by Mail from BANQ® $20 Per Check You may avoid this fee by using an EFT or writing a check from your account.Express Mail$30 per mailing, M–F delivery $45 per mailing, Sat delivery
Paper Copies of Account Statements & Confirmations $10 per statement or confirmation request Market order/ Limit order/ Stop order/ Stop limit order
Broker-Assisted Services: Buy & Sell Securities by phone, Transfer of Securities, Cash, and Tax Lots Between Accounts $45 Per Request You can avoid this fee by performing these actions online, without Broker assistance. We do not provide these services by email.
Process Removal of Securities Restriction for Restricted Securities (Rule 144) $75 Market order/ Limit order/ Stop order/ Stop limit order
Voluntary Corporate Action $30 per Corporate Action Election Applicable when you participate in the tender offer for a corporate reorganization, however, there is no charge for mandatory actions, such as mergers or acquisitions.
Charge for Special Services $100 per hour, $25.00 minimum charge Hourly charges apply when you require services not covered by the charges above, such as research requests, manual credit card transactions, and validation for IRA distributions when beneficiaries are not designated or there are no living designated beneficiaries.
Account Statement Alert Failure/ Bad Email Address Fee $5 per occurrence, $25.00 minimum charge Applied when email alert regarding your monthly statement can not be delivered. You can avoid this fee by simply updating your email address before the end of the month upon receiving a physical letter regarding delivery failure of email alert.
IRA Custodial Fee $25 per year For each IRA custodial account we will apply this fee annually, or when you close your IRA if this fee has not already been applied for the year.

About BANQ

Made in New York, BANQ® is a division of TriPoint Global Equities, LLC. Member FINRA | SIPC Check the background of this firm on FINRA’s Broker Check. Business Continuity Plan

Contact Details

917 512 0825
sales@tpglobal.com
1450 Broadway, 26th Floor New York, NY 10018

Contact us
BANQ.CO IS THE ONLINE DIVISION AND WEBSITE OPERATED BY TRIPOINT GLOBAL EQUITIES LLC, A REGISTERED BROKER/DEALER AND MEMBER FINRA/SIPC. ALL SECURITIES ARE OFFERED BY TRIPOINT GLOBAL EQUITIES. BY ACCESSING THIS SITE AND ANY PAGES THEREOF, YOU AGREE TO BE BOUND BY ITS TERMS OF USE AND PRIVACY POLICY. COMPANY LISTINGS ON THIS SITE ARE ONLY SUITABLE FOR INVESTORS WHO ARE FAMILIAR WITH AND WILLING TO ACCEPT THE HIGH RISK ASSOCIATED WITH HIS OR HER RISK INVESTMENTS. SECURITIES SOLD THROUGH PRIVATE PLACEMENTS ARE NOT PUBLICLY TRADED AND ARE INTENDED FOR INVESTORS WHO DO NOT HAVE A NEED FOR A LIQUID INVESTMENT. THERE CAN BE NO ASSURANCE THE COMPANY’S VALUATION IS ACCURATE OR IN AGREEMENT WITH THE MARKET OR INDUSTRY VALUATIONS. ADDITIONALLY, INVESTORS MAY RECEIVE RESTRICTED STOCK THAT MAY BE SUBJECT TO HOLDING PERIOD REQUIREMENTS. COMPANIES SEEKING PRIVATE PLACEMENT INVESTMENTS TEND TO BE IN AN EARLIER STAGE OF DEVELOPMENT AND HAVE NOT YET BEEN FULLY TESTED IN THE PUBLIC MARKETPLACE. INVESTING IN PRIVATE PLACEMENTS REQUIRES HIGH RISK TOLERANCE, LOW LIQUIDITY CONCERNS, AND LONG-TERM COMMITMENTS. INVESTORS MUST BE ABLE TO AFFORD TO LOSE THEIR ENTIRE INVESTMENT. IN ADDITION, REGULATION A OFFERINGS WILL BE MADE ONLY BY MEANS OF AN OFFERING STATEMENT ON FORM 1-A WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ONCE QUALIFIED. NO MONEY OR OTHER CONSIDERATION IS BEING SOLICITED IN CONNECTION WITH THE INFORMATION PROVIDED, AND, IF SENT IN RESPONSE, WILL NOT BE ACCEPTED. NO OFFER TO BUY SECURITIES CAN BE ACCEPTED AND NO PART OF THE PURCHASE PRICE CAN BE RECEIVED UNTIL AN OFFERING STATEMENT ON FORM 1-A HAS BEEN FILED AND UNTIL THE OFFERING STATEMENT IS QUALIFIED PURSUANT TO REGULATION A OF THE SECURITIES ACT OF 1933, AS AMENDED, AND ANY SUCH OFFER MAY BE WITHDRAWN OR REVOKED, WITHOUT OBLIGATION OR COMMITMENT OF ANY KIND, AT ANY TIME BEFORE NOTICE OF ITS ACCEPTANCE IS GIVEN AFTER THE QUALIFICATION DATE. THE SECURITIES OFFERED USING REGULATION A ARE HIGHLY SPECULATIVE AND INVOLVE SIGNIFICANT RISKS. THE INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT COULD BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUBLIC MARKET CURRENTLY EXISTS FOR THE SECURITIES, AND IF A PUBLIC MARKET DEVELOPS FOLLOWING THE OFFERING, IT MAY NOT CONTINUE. SOME ISSUERS MAY INTEND TO LIST ITS SECURITIES ON A NATIONAL EXCHANGE AND DOING SO ENTAILS SIGNIFICANT ONGOING CORPORATE OBLIGATIONS INCLUDING, BUT NOT LIMITED TO, DISCLOSURE, FILING AND NOTIFICATION REQUIREMENTS, AS WELL COMPLIANCE WITH APPLICABLE CONTINUED QUANTITATIVE AND QUALITATIVE LISTING STANDARDS.


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