Press Release

BANQ CEO Mark Elenowitz to Speak at SEC 36th Annual Small Business Forum

April 7, 2019

BANQ®, a leading electronic broker-dealer and division of TriPoint Global Equities, LLC, announced today that its CEO, Mark Elenowitz will be a panelist at The Securities and Exchange Commission 36th Annual Government-Business Forum on Small Business Capital Formation at Herb Kelleher Center for Entrepreneurship, Growth, and Renewal at the McCombs School of Business at The University of Texas at Austin on November 30, 2017. This annual forum provides a platform to highlight additional measures to improve small business capital formation and address whether unnecessary, duplicative, or outdated regulations can be eliminated or reduced.

The November 30 event will begin at 9 a.m. Central Standard Time (10 a.m. Eastern Standard Time) with opening remarks from the SEC Chairman and Commissioners followed by a morning panel discussion that will explore how capital formation options are working for small businesses. Panelists will include representatives of Texas-based small businesses and advisors to the small business community.

Following the morning panel discussion, attendees will work in groups to formulate specific policy recommendations. These breakout groups will develop recommendations on a variety of issues related to small business capital formation, including exempt securities offerings and smaller registered offerings.

This year's annual small business forum is being hosted in partnership with the Herb Kelleher Center for Entrepreneurship, Growth, and Renewal at the McCombs School of Business at The University of Texas at Austin. It will be held in the AT&T Executive Education and Conference Center on the campus of The University of Texas at Austin at 1900 University Avenue. The forum will be open to the public and the opening remarks and morning panel discussion will be webcast live at www.sec.gov. The webcast will not include the breakout group sessions, but those sessions will be open to the public and accessible by phone to anyone who pre-registers online by November 27, 2017. More information, including forum materials, will be made available on the small business forum webpage at https://www.sec.gov/info/smallbus/sbforum.shtml.

When: November 30, 2017

Where: AT&T Executive Education and Conference Center, On the campus of The University of Texas at Austin, 1900 University Avenue, Austin, TX 78705

Topic: How Capital Formation Options Are Working for Small Businesses, Including Small Businesses in Texas

Moderators:

William H. Hinman, Director, SEC Division of Corporation Finance

Sebastian Gomez Abero, Chief, Office of Small Business Policy, SEC Division of Corporation Finance

Panelists:

Mark Elenowitz, Founder and CEO, TriPoint Global Equities

Jan Goetgeluk, CEO, Virtuix

Youngro Lee, CEO, NextSeed

Antonio Madrid, Co-Founder, The Native

Catherine V. Mott, CEO, BlueTree Capital Group

Michael S. Pieciak, Commissioner of the Vermont Department of Financial Regulation

Annemarie Tierney, Vice President and Head of Strategy and New Markets, NASDAQ Private Market

Paul R. Tobias, Partner, Vinson & Elkins, L.L.P.

About BANQ

Made in New York, BANQ® is a division of TriPoint Global Equities, LLC. Member FINRA | SIPC Check the background of this firm on FINRA’s Broker Check. Business Continuity Plan

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